Bloomberg

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Global
Regulatory
Brief


March 2024

Stay in the know with Bloomberg when it comes to tracking the major global regulatory updates shaping the financial services sector. Run REGS <GO> on the Bloomberg Terminal and sign up here to the monthly newsletter.

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Key regulatory themes

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Trading and markets

Trading and markets

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USA: Securities and Exchange Commission charges sixteen firms over $81m for record-keeping failures
UK: Financial Conduct Authority cracks down on insider dealing and outlines new approach to enforcement
Singapore: Monetary Authority issues guidance for new derivatives reporting regime

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Risk, capital and financial stability

Risk, capital and

financial stability

Switzerland: Authorities introduce new fund category
EU: Lawmakers approve new legislative framework for the fund sector
International: CPMI-IOSCO seek feedback on effective practices for streamlining variation margin in centrally cleared markets

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Green finance

Green finance

EU: Lawmakers reach provisional agreement on ESG ratings
Indonesia: Financial Services Authority publishes sustainable finance taxonomy
China: Stock exchanges release sustainability reporting requirements

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Digital finance

Digital finance

UK: Government publishes response to AI regulation white paper

Canada: Quebec financial regulator publishes paper on AI in financial services
EU: AI Office officially launches in preparation for implementation of the AI Act

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Before it’s here, it’s on the Terminal.

Regulatory change as it happens, with our regulatory intelligence wire on the Bloomberg Terminal. Run NH REG <GO> on the Terminal to access.   

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NH REG <GO>

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Regulatory voices

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Unathi Kamlana

 

 

 

Global Policymakers

Profile Series: Africa

Unathi Kamlana  - Commissioner, South African Financial Sector Conduct Authority (FSCA)

Commissioner Kamlana explains how global standards could be better shaped through more inclusive platforms, harnessing the benefits of diversity in perspectives and views. Read full interview ››

 

T+1 U.S. Settlement:

Implications for APAC 

The global financial industry is shifting towards accelerated settlement, gearing up for a complete shift in how securities are processed and traded across the world.

Watch the replay ››

 

 

Implications for APAC

 

Bloomberg Regulation Rundown - FRTB

 

 

Bloomberg Regulation Rundown: FRTB

In the second episode of Bloomberg's Regulation Rundown series, experts explore FRTB and the differences between the Standardized Approach and Internal Models Approach. 

Watch the episode ››

 

More regulatory content

EU Regulatory Outlook 2024 »

EU raises bar for using sustainability-related terms in fund names »

Unraveling the tax implications of U.S. Real Property Holding Corporations »

 

Regulatory events for you

13 March | London

Trading Analytics and TCA Conference 2024 »

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21 March | London

Liquidity in Transition: 2024 European Market Structure »

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Explore more regulatory insights

Bloomberg's Public Policy and Regulatory team brings you insight and analysis on policy developments to help navigate the complex and fast changing global regulatory landscape. Hear expert views across topics and regions to see what's moving markets and how to stay ahead.